Taurus Compliance Consulting, LLC is not a law firm but our affiliated attorneys are licensed and possess a vast network of legal resources.
In addition, our services are provided with attorney oversight by the general counselâ€™s office and in many cases the advice and services offered will qualify as confidential communications with counsel that are protected under the attorney / client privilege. Our services include but are not limited to the following areas of potential legal proceedings:
- 10b-5 Securities Fraud
- Shareholder Derivative Actions
- FINRA Arbitration Support
- Litigation Support and Trends
- Cost Basis Reporting Requirements under the TARP Act
- Foreign Corrupt Practices Act Due Diligence
- Cyber fraud
- Ethical and Legal Dilemmas
For more information on how Taurus can partner with you, call us on 1-800-388-8822.