Taurus Compliance Consulting, LLC is not a law firm but our affiliated attorneys are licensed and possess a vast network of legal resources.

In addition, our services are provided with attorney oversight by the general counsel’s office and in many cases the advice and services offered will qualify as confidential communications with counsel that are protected under the attorney / client privilege. Our services include but are not limited to the following areas of potential legal proceedings:

  • 10b-5 Securities Fraud
  • Shareholder Derivative Actions
  • FINRA Arbitration Support
  • Litigation Support and Trends
  • Cost Basis Reporting Requirements under the TARP Act
  • Foreign Corrupt Practices Act Due Diligence
  • Cyber fraud
  • Ethical and Legal Dilemmas

For more information on how Taurus can partner with you, call us on 1-800-388-8822.