Jervis B. Hough, MS - Founder
1-800-385-2480 (Ext. 120)
E-mail:

Mr. Hough is a veteran regulatory consultant who has provided guidance to firms engaged in all areas of capital markets including brokerage, investment advisory, off-exchange foreign currency, and pooled investment vehicles (e.g. hedge funds, venture capital funds, and private equity).

His experience includes President of Capital and Credit International, Inc., Consultant with Capital Markets Compliance, LLC (CMC), Assistant Vice President for Banc of America Investment Services, Inc, and Compliance Examiner for FINRA (fka NASD). He has extensively focused on MSRB, NASD, and SEC rules and regulations; Regulation D private placements; P.I.P.E. offerings; Tenants-in-Common/1031, and direct participation programs.

Mr. Hough is a graduate of Clemson University where he earned a BS in Economics, with a concentration on Option Law, and a M.S. in Applied Economics with a concentration in Finance and Real Estate. Mr. Hough maintains the following FINRA licenses: General Securities Representative (Series 7), General Securities Principal (Series 24), and Uniform Securities Agent State Law Examination (Series 63).



Strategic Relationships: Management Advisors International, Inc. (MAI) Financial Services Group

Mary Sieck - President Financial Services
1-800-385-2480 (Ext. 180)
E-Mail: msieck@maisearch.com 

Mary Sieck, President of the Financial Services Group for Management Advisors International is based out of the Lake Wylie, SC office, and has been with the firm for thirteen years. Mary has completed several Retained Searches for Chief Compliance Officers, Chief Operations Officers, General Counsels, Chief Financial Officers, Presidents, Attorneys, and other senior level executives in the Securities, Broker/Dealer, Investment Advisor, Insurance and Mutual Fund Industries nationwide.

In addition to Retained Executive Search, Mary has partnered with her client companies, also on a contingency basis helping to build sales supervision and compliance audit teams, throughout the United States. Mary's division places all levels of candidates in the above industries, including; Compliance Directors, Managers and Officers, Sales Managers, Operations Managers, Accountants, Attorneys, Anti-Money Laundering Specialists, and other financial services professionals.


Chad Champion – Vice President Financial Services
1-800-385-2480 (Ext. 195)
E-Mail: cchampion@maisearch.com 

Chad Champion is a Vice President for the Financial Services Group at Management Advisors International and is based out of Charlotte, NC. Chad joined Management Advisors International in January 2005. He focuses primarily on senior level compliance, legal, and finance assignments in the financial services industry. He has successfully completed placements for Chief Compliance Officers, Assistant General Counsels, Investment Advisor Compliance Directors, a Director of Alternative Investments, an Anti-Money Laundering (AML) Audit Director, and many other financial services professionals.

Chad spent over 12 years in the securities industry before starting his recruiting career. Prior to starting with Management Advisors International, he served as Vice President & Senior Compliance Officer for Wachovia Securities. Prior to Wachovia, he played a primary role in a start-up broker/dealer, NBC Securities, Inc., Birmingham, Alabama, serving the firm's Compliance Director. Prior to NBC, he served as a Regulatory Reporting Officer for Sterne, Agee & Leech.