WHY COMPLIANCE MATTERS

Financial organizations are required to adhere to strict compliance guidelines to remain operational and to avoid potential litigation. While many organizations dread the compliance portion of their responsibilities, nothing could be more important to the continuation of their business model. To prevent potential issues, most organizations turn to specialized consultants to ensure that compliance is [...]

WHY TAURUS COMPLIANCE

Taurus offers a team of trained industry professionals who are dedicated to providing the highest quality compliance consulting services in the marketplace. We work with each of our clients to customize a compliance strategy that meets their individual business needs, while satisfying their compliance obligations. The Taurus team offers: Experience – Our staff has extensive [...]

WHY OUTSOURCE COMPLIANCE

Have you asked yourself any of the following questions? Are my organization’s resources being utilized effectively? Are my current compliance resources capable of supporting and staying abreast of new FINRA and SEC regulatory requirements? Is there a quicker, more effective method to handle regulatory compliance processes? Does my team have the regulatory and compliance expertise [...]