Dedicated CCO Support
Complaint Resolution (Response to Client and/or Regulator), Remediation Plan
TPIA and/or Affiliate Agreements
Regulatory Exam Support
Review, Revision and Creation of Disclosure Documents, Manuals and Procedures
Manage lARD /CRD Account
In any business environment it is essential to have an accurate understanding of where your business is headed. This understanding is even more importance during times of financial crisis and economic uncertainty.
Taurus Compliance Consulting, LLC understands the challenges and the resource constraints of today's business owners as well as how compliance with applicable rules and regulations can become burdensome. Furthermore, in order to justify the trillions of bailout funds disbursed, the government is in the process of establishing new regulatory compliance requirements for ALL companies, big and small.
Taurus Compliance Consulting, LLC can serve as a cost effective strategic partner working side-by-side with your key decision makers whether you are a large public corporation or a small entrepreneurial company. The Taurus consulting team consists of management professionals to help you achieve operational efficiency in a secure and compliant manor.
Our services include but are not limited to the following:
For more information on how Taurus can partner with you, call us at 1-888-963-9519.