For Greater Peace of Mind ...
Taurus Compliance Consulting, LLC specializes in providing a full range of regulatory compliance and advisory services for broker-dealer firms as well as privately held and public companies.
Whether it is a mock FINRA exam, or a mock SEC audit, Taurus Compliance Consulting, LLC has the necessary resources to bring your firm into compliance.
The Taurus consulting team is comprised of a network exceptional professionals who possess unquestionable integrity and many cumulative years of experience in the financial markets that include securities industry regulation, brokerage operations, legal, management, and accounting.
Our services are tailored to your specific needs and, whether you are a one-person retail broker-dealer or a full-scale multi-registered representative broker-dealer, Taurus can meet all your needs for success in today’s increasingly challenging business and regulatory compliance environments.
Why Taurus Compliance?
At Taurus, we can offer you a team of highly-trained and dedicated professionals. Read more >>
Securities compliance is the backbone of any broker-dealer. Securities firms must strive to maintain the highest compliance principles in order to protect their customers and their business. Read more >>
Taurus possesses a knowledge base that far surpasses the industry competition, facilitating the implementation of ‘Fresh Solutions’ with every compliance partner. Read more >>
The experience you require, the expertise you need
Call us at 1-888-963-9519.
Why Compliance Matters?
Financial organizations are required to adhere to strict compliance guidelines.
Why Outsource Compliance?
Outsourcing to a Securities Compliance Consultant is a tried-and-test model.